January 26, 2006
Desk Officer for PHMSA
Office of Management and Budget
725 17th Street, NW
Washington, DC 20503
Dear Sir or Madam:
The Dangerous Goods Advisory Council (DGAC) is an international, non-profit, educational organization dedicated to the
promotion of the safe transportation of hazardous materials/dangerous goods. We are writing in response to PHMSA’s Notice
and Request for Comments [Docket No. RSPA – 2005-20036 (Notice No. 05-10)] published in the Federal Register on December
28, 2005. DGAC comments apply to information collection for Hazardous Materials Security Plans (OMB Control Number: 2137-0612).
DGAC believes the estimated burden hours is too low and believes that the regulations could be revised to reduce the number
of respondents while providing a more appropriate level of security for hazardous materials shipments.
The PHMSA December 28, 2005 notice estimates that 42,000 shippers and carriers are subject to the security plan requirement
resulting in 42,200 responses and 247,250 total burden hours annually. This suggests that on average, the time required for
each security plan is roughly 6 hours. While DGAC agrees that approximately 42,000 entities are affected by the requirement,
DGAC does not agree with the estimated number of responses and the estimated burden hours. Many shippers and carriers have
to prepare more than one security plan. For example, shippers who transport hazardous materials from more than one facility
must prepare a security plan for each facility. DGAC recommends that PHMSA assume that 15% (i.e., the percent of entities
considered big businesses for PHMSA registration purposes) of the respondents subject to security plan requirements must on
average prepare 3 security plans resulting in 55,000 annual responses. The notice is not clear on whether the estimated burden
hours shown represents the time to prepare new security plans or the time needed to update plans annually. DGAC believes that
both efforts should be taken into account. DGAC has previously commented that the average time necessary to prepare a plan is
200 hours in comparison to the 20 hours previously estimated in PHMSA’s security plan final rule. DGAC estimates that 10% of
the responses are new plans and estimates that 25 hours are necessary to update existing plans annually. On this basis, DGAC
estimates 2,337,500 total burden hours.
DGAC believes that the applicability of the security plan regulation could be restricted to a smaller number of entities without
significantly diminishing the overall security of hazardous materials in transportation. Currently the regulation applies to all
shippers and carriers engaged in transporting placarded loads of hazardous materials. DGAC notes that many placarded load shipments
contain materials that pose little or no security risk. For example, paints and swimming pool compounds may be transported in
placarded load shipments. These materials are readily available to consumers in retail outlets and it is unlikely that a person
with malevolent intent would intercept shipments of such materials to acquire them. Many covered materials pose no significant
security risk. As the Federal government progresses toward a risk based approach to security, DGAC believes that PHMSA should also
take a more risk based approach toward the application of the security plan regulation. In this respect, DGAC notes that the United
Nations Model Regulations on the Transport of Dangerous Goods also includes requirements for security plans similar to those in the
HMR. The UN Model Regulation includes an indicative list of high consequence materials “which have the potential for misuse in a
terrorist incident and which may, as a result, produce serious consequences such as mass casualties or mass destruction.” The UN
security plan requirement only applies to high consequence materials. DGAC further notes that the list was devised with active
participation by the Department of Transportation. DGAC believes that using the UN Indicative List of Materials as the criterion
for applicability of the security plan regulation would focus attention on those materials more likely to pose a true security risk
while reducing the number of respondents preparing security plans to less than 25% of the current number. In addition use of the UN
Indicative List offers the added benefit of further harmonization of US and international transport regulations.
DGAC also notes that regulations for Security Sensitive Information in 49 CFR Parts 15 and 1520 may also apply to security plans
prepared in accordance with the PHMSA requirements. Clarification of this issue is pending based on the attached DGAC letters to
DOT Secretary Mineta and DHS Assistant Secretary for TSA Hawley. Should the SSI requirements be found to apply, additional document
management and marking requirements would also apply.
DGAC appreciates the opportunity to comment on the information collection budget notice.
Sincerely,
Michael Morrissette
President
Enclosures